Deals & Moves: Bahnsen Opens Silicon Valley Office; Savvy Lures $300M RIA
In addition, Mission Wealth acquires a retirement planning-focused RIA, Carson fully acquires another wealth partner firm and advisors launch a $232M firm on Osaic’s…
Judge Recommends Court Deny Stifel’s Motion to Vacate $133M Award
In the latest in Stifel’s legal battles stemming from the sales of structured notes by former broker Chuck Roberts, the firm said this is…
Court Allows Advisors’ Attempt to Pause LPL/Ameriprise Suit
In the order last week, a district court judge ruled that the advisors at the heart of the legal arguments between the two firms…
$7B Arete Wealth’s Founder Steps Down as CEO
Arete COO David Levine will succeed Founder Joshua Rogers as chief executive of the holding company, as Rogers transitions to executive chairman of the…
MassMutual Launches Private Wealth Division with Aim to Grow HNW Clients
The national insurer and advisory MassMutual has pulled various services into a new division aimed at capturing and retaining high-net-worth clients.
Save $100 On Our Favorite Home Printer
The Epson ET-2980 is a great value at its full price, and the discount sweetens the deal.
Is there a Middle Path in the Conflict Between Advisors and Record Keepers over 401(k) Participants?
A reckoning is coming as the DC industry shifts its focus to participant services.
Private Markets Push for World’s Wealthy Runs Into AI Meltdown
Money managers with exposure to AI software companies face jitters, posing a new challenge for private-market players who are already under scrutiny from regulators…
COVID-19 Era Estate Plans Are Due For Review
Many plans were created in an unprecedented time marked by fear, urgency and lockdown-related limitations.
Zephyr’s Adjusted for Risk: Market Resilience and Investment Innovation
Ryan Nauman and Brent Coggins discuss the resilience of equities, stretched valuations, the stability of precious metals, and the rise of innovative investment products.