SEC Charges WhatsApp Group Operators With $14M Crypto Scam
According to the complaint, fraudsters posed as experienced financial professionals and encouraged retail investors to trade on allegedly fake crypto asset platforms.
RIA Leaders: Wirehouse Breakaways, Service Expansion, More M&A to Dominate 2026
Principals at some of the country’s largest RIAs reflect on a year of rampant acquisition and professionalization, while looking ahead to further service expansion…
RFG Chief Growth Officer Abby Salameh Steps Down
Salameh cited personal reasons for her departure, including travel, and is searching for her next opportunity in wealth management.
State Street Private Credit ETF Stalls in Year of Industry Snags
The fund’s struggles serve as a cautionary tale for those seeking to encourage retail investors into private markets.
Former Edelman Advisors Claim Sale Rumors Dampened Employee Confidence
John Sayers and Eric Pailing filed their suits to break non-solicitation contracts, claiming California law prohibits such vows. The duo joined Prime Capital Financial,…
$4.2B SteelPeak Wealth Adds BNY Pershing as Custodian
SteelPeak Wealth, which Emigrant Partners backs, has agreed to use BNY Pershing for its custody and clearing.
Of Myths and Moving: 2025
Six common misconceptions that have taken on new meaning for the coming year.
OpenAI’s Child Exploitation Reports Increased Sharply This Year
The company made 80 times as many reports to the National Center for Missing & Exploited Children during the first six months of 2025…
$2B Moneco Completes Merger with Lichtenstein, Launches Tax Business
Moneco Tax is the culmination of a multi-year integration process with Lichtenstein’s business.
2025 in Review: The Year in Celebrities and Wealth
Celebrity estate and wealth problems shine a spotlight on issues that affect all clients and investors.