Regulators at FINRA's annual conference argued AI-powered advice and social media personalities create new compliance challenges, with self-directed investors particularly vulnerable to misleading guidance.
Advisors focused on energy, commodities and natural resources funds, while active and specialty strategy issuers gained market share over established players.
With the greenback wobbling, gold soaring and Bitcoin sliding, advisors are rewriting the safe capital playbook.
Also, Dynasty-backed TritonPoint adds again, Carson Group fully acquires another partner firm, and IBD Arkadios adds a $300M team in Alabama.
Advisors are retooling their practices to better serve a new generation of investors.
The $9 trillion platform provider also enhanced Addison AI and introduced new private markets functionality, while YourStake acquired First Affirmative and Envestnet upgraded MoneyGuide.
Sal Esposito of Zacks Investment Management on why equity markets may be in an AI “prove it” year that refocuses stock selection on fundamentals.
Intellebox's A.J. De Rosa details what separates artificial intelligence as a feature from it as a firmwide strategy.
Peirce’s exit could leave what is supposed to be a five-person, bipartisan commission with just Chairman Paul Atkins and Republican Commissioner Mark Uyeda.
The $300 billion RIA brings on Steve Gaven from SageView Advisory and names Ro Mehrotra to lead its wealth planning division, among other executive…
