The proposed Labor Department rule entitled “Fiduciary Duties in Selecting Designated Investment Alternatives” was submitted to the Office of Management and Budget this week.

Alinity Wealth of Baton Rouge made the jump to Mariner’s 1099 channel with an eye toward adding capabilities while maintaining “ownership, autonomy and long-term…

Two new tax prep tools launched from TaxStatus, new CTO at Docupace and Alpaca is a unicorn.

Our technology columnist spoke to cybersecurity experts about how advisors can best avoid similar situations.

The justices said they will decide whether the SEC must show identifiable investor harm in order to win “disgorgement” from people and firms found…

BFG Financial of Kestra has brought on a $150 million advisor duo seeking a succession plan; separately, Raymond James recruited a former Commonwealth team…

Matt Fries, head of investment products and partner solutions, has exited Cetera. His departure was not part of any workforce reduction at the IBD.

Advisors who integrate retirement and wealth management aren’t just growing faster—they’re building more durable, higher-margin businesses in an era of fee pressure.

Bryn Mawr Trusts' Jamie Hopkins discusses reporting requirements and tax issues regarding cryptocurrencies.

Zephyr's Ryan Nauman and Advisory Services Network's Tom Prescott discuss wealth management M&A trends, selling practices, private equity impact and AI's role in financial…